Controller Documents 1.0

W3C Working Draft

More details about this document
This version:
https://www.w3.org/TR/2024/WD-controller-document-20240630/
Latest published version:
https://www.w3.org/TR/controller-document/
Latest editor's draft:
https://w3c.github.io/controller-document/
History:
https://www.w3.org/standards/history/controller-document/
Commit history
Editors:
Manu Sporny (Digital Bazaar)
Michael B. Jones (independent)
Authors:
Dave Longley (Digital Bazaar)
Manu Sporny (Digital Bazaar)
Markus Sabadello (Danube Tech)
Drummond Reed (Evernym/Avast)
Orie Steele (Transmute)
Christopher Allen (Blockchain Commons)
Feedback:
GitHub w3c/controller-document (pull requests, new issue, open issues)
public-vc-wg@w3.org with subject line [controller-document] … message topic … (archives)
Related Specifications
Decentralized Identifiers v1.0
The Verifiable Credentials Data Model v2.0
Data Integrity v1.0
Securing Verifiable Credentials using JOSE and COSE

Abstract

A controller document is a set of data that specifies one or more relationships between a controller and a set of data, such as a set of public cryptographic keys.

Status of This Document

This section describes the status of this document at the time of its publication. A list of current W3C publications and the latest revision of this technical report can be found in the W3C technical reports index at https://www.w3.org/TR/.

This document was published by the Verifiable Credentials Working Group as a Working Draft using the Recommendation track.

Publication as a Working Draft does not imply endorsement by W3C and its Members.

This is a draft document and may be updated, replaced or obsoleted by other documents at any time. It is inappropriate to cite this document as other than work in progress.

This document was produced by a group operating under the W3C Patent Policy. W3C maintains a public list of any patent disclosures made in connection with the deliverables of the group; that page also includes instructions for disclosing a patent. An individual who has actual knowledge of a patent which the individual believes contains Essential Claim(s) must disclose the information in accordance with section 6 of the W3C Patent Policy.

This document is governed by the 03 November 2023 W3C Process Document.

1. Introduction

This section is non-normative.

A controller document is a set of data that specifies one or more relationships between a controller and a set of data, such as a set of public cryptographic keys. The controller document SHOULD contain verification relationships that explicitly permit the use of certain verification methods for specific purposes.

It is expected that other specifications using this specification will profile the features that it defines, requiring and/or recommending the use of some and prohibiting and/or deprecating the use of others.

1.1 Conformance

As well as sections marked as non-normative, all authoring guidelines, diagrams, examples, and notes in this specification are non-normative. Everything else in this specification is normative.

The key words MAY, MUST, MUST NOT, OPTIONAL, RECOMMENDED, REQUIRED, and SHOULD in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here.

A conforming controller document is any concrete expression of the data model that follows the relevant normative requirements in Sections 2. Data Model and 4. Contexts and Vocabularies.

A conforming verification method is any concrete expression of the data model that follows the relevant normative requirements in Sections 2.2 Verification Methods and 4. Contexts and Vocabularies.

A conforming document is either a conforming controller document, or a conforming verification method.

A conforming processor is any algorithm realized as software and/or hardware that generates and/or consumes a conforming document according to the relevant normative statements in Section 3. Algorithms. Conforming processors MUST produce errors when non-conforming documents are consumed.

1.2 Terminology

This section is non-normative.

This section defines the terms used in this specification. A link to the relevant definition is included whenever one of these terms appears in this specification.

authentication
A process by which an entity can prove to a verifier that it has a specific attribute or controls a specific secret.
controller
An entity that has the capability to make changes to a controller document.
controller document
A set of data that specifies one or more relationships between a controller and a set of data, such as a set of public cryptographic keys.
cryptographic suite
A specification defining how to use specific cryptographic primitives to achieve a particular security goal. These documents are often used to specify verification methods, digital signature types, their identifiers, and other related properties.
private key
Cryptographic material that can be used to generate digital proofs.
public key
Cryptographic material that can be used to verify digital proofs created with a corresponding private key.
subject
The entity identified by the id property in a controller document. Anything can be a subject: person, group, organization, physical thing, digital thing, logical thing, etc.
verification method

A set of parameters that can be used together with a process to independently verify a proof. For example, a cryptographic public key can be used as a verification method with respect to a digital signature; in such use, it verifies that the signer possessed the associated cryptographic private key.

"Verification" and "proof" in this definition are intended to apply broadly. For example, a cryptographic public key might be used during Diffie-Hellman key exchange to negotiate a shared symmetric key for encryption. This guarantees the integrity of the key agreement process. It is thus another type of verification method, even though descriptions of the process might not use the words "verification" or "proof."

verification relationship

An expression of the relationship between a subject and a verification method. One example of a verification relationship is 2.3.1 Authentication.

2. Data Model

A controller document is a set of data that specifies one or more relationships between a controller and a set of data, such as a set of public cryptographic keys. The controller document SHOULD contain verification relationships that explicitly permit the use of certain verification methods for specific purposes.

Issue 1
Add examples of common Controller documents.
Note: Property names used in map of different types

The property names id, type, and controller can be present in map of different types with possible differences in constraints.

2.1 Controller Documents

The following sections define the properties in a controller document, including whether these properties are required or optional. These properties describe relationships between the subject and the value of the property.

The following tables contain informative references for the core properties defined by this specification, with expected values, and whether or not they are required. The property names in the tables are linked to the normative definitions and more detailed descriptions of each property.

Property Required? Value constraints
id yes A string that conforms to the URL syntax defined in Section 2.1.1 Subjects.
alsoKnownAs no A set of strings that conform to the rules of [RFC3986] for URIs as defined in Section 2.1.3 Also Known As.
controller no A string or a set of strings, each of which conforms to the URL syntax defined in the URL Standard as defined in Section 2.1.2 Controllers.
verificationMethod no A set of verification method maps that conform to the rules in Section 2.2 Verification Methods.
authentication no A set of verification method maps that conform to the rules in Section 2.3.1 Authentication; or a a set of strings, each of which conforms to the URL syntax defined in the URL Standard.
assertionMethod no A set of verification method maps that conform to the rules in Section 2.3.2 Assertion; or a a set of strings, each of which conforms to the URL syntax defined in the URL Standard.
keyAgreement no A set of verification method maps that conform to the rules in Section 2.3.3 Key Agreement; or a a set of strings, each of which conforms to the URL syntax defined in the URL Standard.
capabilityInvocation no A set of verification method maps that conform to the rules in Section 2.3.4 Capability Invocation; or a a set of strings, each of which conforms to the URL syntax defined in the URL Standard.
capabilityDelegation no A set of verification method maps that conform to the rules in Section 2.3.5 Capability Delegation; or a a set of strings, each of which conforms to the URL syntax defined in the URL Standard.

2.1.1 Subjects

The identifier for a particular subject is expressed using the id property in the controller document.

id
The value of id MUST be a string that conforms to the rules in the URL Standard.

A controller document MUST contain an id value in the root map.

{
  "id": "https://controller.example/123"
}

The id property only denotes the identifier of the subject when it is present in the topmost map of the controller document.

2.1.2 Controllers

A controller is an entity that is authorized to make changes to a controller document.

controller
The controller property is OPTIONAL. If present, its value MUST be a string or a set of strings, each of which conforms to the rules in the URL Standard. The corresponding controller document(s) SHOULD contain verification relationships that explicitly permit the use of certain verification methods for specific purposes. If the controller property is not present, the value expressed by the id property MUST be treated as if it were also set as the value of the controller property.

When a controller property is present in a controller document, its value expresses one or more identifiers. Any verification methods contained in the controller documents for those identifiers SHOULD be accepted as authoritative, such that proofs that satisfy those verification methods are considered equivalent to proofs provided by the subject.

Example 2: Controller document with a controller property
{
  "@context": "https://www.w3.org/ns/controller/v1",
  "id": "https://controller1.example/123",
  "controller": "https://controllerB.example/abc",
}
Note: Authorization vs authentication

Note that authorization provided by the value of controller is separate from authentication as described in Section 2.3.1 Authentication. This is particularly important for key recovery in the cases of cryptographic key loss, where the subject no longer has access to their keys, or cryptographic key compromise, where the controller's trusted third parties need to override malicious activity by an attacker. See 5. Security Considerations for information related to threat models and attack vectors.

2.1.3 Also Known As

A subject can have multiple identifiers that are used for different purposes or at different times. The assertion that two or more identifiers (or other types of URI) refer to the same subject can be made using the alsoKnownAs property.

alsoKnownAs
The alsoKnownAs property is OPTIONAL. If present, its value MUST be a set where each item in the set is a URI conforming to [RFC3986].
This relationship is a statement that the subject of this identifier is also identified by one or more other identifiers.
Note: Equivalence and alsoKnownAs

Applications might choose to consider two identifiers related by alsoKnownAs to be equivalent if the alsoKnownAs relationship expressed in the controller document of one subject is also expressed in the reverse direction (i.e., reciprocated) in the controller document of the other subject. It is best practice not to consider them equivalent in the absence of this reciprocating relationship. In other words, the presence of an alsoKnownAs assertion does not prove that this assertion is true. Therefore, it is strongly advised that a requesting party obtain independent verification of an alsoKnownAs assertion.

Given that the subject might use different identifiers for different purposes, such as enhanced privacy protection, an expectation of strong equivalence between the two identifiers, or taking action to merge the information from the two corresponding controller documents, is not necessarily appropriate, even with a reciprocal relationship.

2.2 Verification Methods

A controller document can express verification methods, such as cryptographic public keys, which can be used to authenticate or authorize interactions with the controller or associated parties. For example, a cryptographic public key can be used as a verification method with respect to a digital signature; in such use, it verifies that the signer could use the associated cryptographic private key. Verification methods might take many parameters. An example of this is a set of five cryptographic keys from which any three are required to contribute to a cryptographic threshold signature.

verificationMethod

The verificationMethod property is OPTIONAL. If present, the value MUST be a set of verification methods, where each verification method is expressed using a map. The verification method map MUST include the id, type, controller, and specific verification material properties that are determined by the value of type and are defined in 2.2.1 Verification Material. A verification method MAY include additional properties.

id

The value of the id property for a verification method MUST be a string that conforms to the [URL] syntax.

type
The value of the type property MUST be a string that references exactly one verification method type.
controller
The value of the controller property MUST be a string that conforms to the [URL] syntax.
revoked
The revoked property is OPTIONAL. If present, it MUST be an [XMLSCHEMA11-2] dateTimeStamp string specifying when the verification method SHOULD cease to be used. Once the value is set, it is not expected to be updated, and systems depending on the value are expected to not verify any proofs associated with the verification method at or after the time of revocation.
Example 3: Example verification method structure
{
  "@context": [
    "https://www.w3.org/ns/controller/v1",
    "https://www.w3.org/ns/credentials/v2",
    "https://w3id.org/security/jwk/v1",
    "https://w3id.org/security/data-integrity/v2"
  ]
  "id": "https://controller.example/123456789abcdefghi",
  ...
  "verificationMethod": [{
    "id": ...,
    "type": ...,
    "controller": ...,
    "publicKeyJwk": ...
  }, {
    "id": ...,
    "type": ...,
    "controller": ...,
    "publicKeyMultibase": ...
  }]
}
Note: Verification method controller(s) and controller(s)

The semantics of the controller property are the same when the subject of the relationship is the controller document as when the subject of the relationship is a verification method, such as a cryptographic public key. Since a key can't control itself, and the key controller cannot be inferred from the controller document, it is necessary to explicitly express the identity of the controller of the key. The difference is that the value of controller for a verification method is not necessarily a controller. Controllers are expressed using the controller property at the highest level of the controller document.

2.2.1 Verification Material

Verification material is any information that is used by a process that applies a verification method. The type of a verification method is expected to be used to determine its compatibility with such processes. Examples of verification methods include JsonWebKey and Multikey. A cryptographic suite specification is responsible for specifying the verification method type and its associated verification material format. For examples, see Securing Verifiable Credentials using JOSE and COSE, the Data Integrity ECDSA Cryptosuites and the Data Integrity EdDSA Cryptosuites.

To increase the likelihood of interoperable implementations, this specification limits the number of formats for expressing verification material in a controller document. The fewer formats that implementers have to implement, the more likely it will be that they will support all of them. This approach attempts to strike a delicate balance between easing implementation and providing support for formats that have historically had broad deployment.

A verification method MUST NOT contain multiple verification material properties for the same material. For example, expressing key material in a verification method using both publicKeyJwk and publicKeyMultibase at the same time is prohibited.

Implementations MAY convert keys between formats as desired for operational purposes or to interface with cryptographic libraries. As an internal implementation detail, such conversion MUST NOT affect the external representation of key material.

An example of a controller document containing verification methods using both properties above is shown below.

Example 4: Verification methods using publicKeyJwk and publicKeyMultibase
{
  "@context": [
    "https://www.w3.org/ns/controller/v1",
    "https://www.w3.org/ns/credentials/v2",
    "https://w3id.org/security/jwk/v1",
    "https://w3id.org/security/multikey/v1"
  ]
  "id": "https://controller.example/123456789abcdefghi",
  ...
  "verificationMethod": [{
    "id": "https://controller.example/123#_Qq0UL2Fq651Q0Fjd6TvnYE-faHiOpRlPVQcY_-tA4A",
    "type": "JsonWebKey", // external (property value)
    "controller": "https://controller.example/123",
    "publicKeyJwk": {
      "crv": "Ed25519", // external (property name)
      "x": "VCpo2LMLhn6iWku8MKvSLg2ZAoC-nlOyPVQaO3FxVeQ", // external (property name)
      "kty": "OKP", // external (property name)
      "kid": "_Qq0UL2Fq651Q0Fjd6TvnYE-faHiOpRlPVQcY_-tA4A" // external (property name)
    }
  }, {
    "id": "https://controller.example/123456789abcdefghi#keys-1",
    "type": "Multikey", // external (property value)
    "controller": "did:example:pqrstuvwxyz0987654321",
    "publicKeyMultibase": "z6MkmM42vxfqZQsv4ehtTjFFxQ4sQKS2w6WR7emozFAn5cxu"
  }],
  ...
}

2.2.2 Multikey

The Multikey data model is a specific type of verification method that encodes key types into a single binary stream that is then encoded as a Multibase value as described in Section 2.4 Multibase.

When specifying a Multikey, the object takes the following form:

type
The value of the type property MUST contain the string Multikey.
publicKeyMultibase
The publicKeyMultibase property is OPTIONAL. If present, its value MUST be a Multibase encoded value as described in Section 2.4 Multibase.
secretKeyMultibase
The secretKeyMultibase property is OPTIONAL. If present, its value MUST be a Multibase encoded value as described in Section 2.4 Multibase.

The example below expresses an Ed25519 public key using the format defined above:

Example 5: Multikey encoding of a Ed25519 public key
{
  "@context": ["https://w3id.org/security/multikey/v1"],
  "id": "https://controller.example/123456789abcdefghi#keys-1",
  "type": "Multikey",
  "controller": "https://controller.example/123456789abcdefghi",
  "publicKeyMultibase": "z6MkmM42vxfqZQsv4ehtTjFFxQ4sQKS2w6WR7emozFAn5cxu"
}

The public key values are expressed using the rules in the table below:

Key type Description
ECDSA 256-bit public key The Multikey encoding of a P-256 public key MUST start with the two-byte prefix 0x8024 (the varint expression of 0x1200) followed by the 33-byte compressed public key data. The resulting 35-byte value MUST then be encoded using the base-58-btc alphabet, according to Section 2.4 Multibase, and then prepended with the base-58-btc Multibase header (z).
ECDSA 384-bit public key The encoding of a P-384 public key MUST start with the two-byte prefix 0x8124 (the varint expression of 0x1201) followed by the 49-byte compressed public key data. The resulting 51-byte value is then encoded using the base-58-btc alphabet, according to Section 2.4 Multibase, and then prepended with the base-58-btc Multibase header (z).
Ed25519 256-bit public key The encoding of an Ed25519 public key MUST start with the two-byte prefix 0xed01 (the varint expression of 0xed), followed by the 32-byte public key data. The resulting 34-byte value MUST then be encoded using the base-58-btc alphabet, according to Section 2.4 Multibase, and then prepended with the base-58-btc Multibase header (z).
BLS12-381 381-bit public key The encoding of an BLS12-381 public key in the G2 group MUST start with the two-byte prefix 0xeb01 (the varint expression of 0xeb), followed by the 96-byte compressed public key data. The resulting 98-byte value MUST then be encoded using the base-58-btc alphabet, according to Section 2.4 Multibase, and then prepended with the base-58-btc Multibase header (z).

The secret key values are expressed using the rules in the table below:

Key type Description
ECDSA 256-bit secret key The Multikey encoding of a P-256 secret key MUST start with the two-byte prefix 0x8626 (the varint expression of 0x1306) followed by the 32-byte secret key data. The resulting 34-byte value MUST then be encoded using the base-58-btc alphabet, according to Section 2.4 Multibase, and then prepended with the base-58-btc Multibase header (z).
ECDSA 384-bit secret key The encoding of a P-384 secret key MUST start with the two-byte prefix 0x8726 (the varint expression of 0x1307) followed by the 48-byte secret key data. The resulting 50-byte value is then encoded using the base-58-btc alphabet, according to Section 2.4 Multibase, and then prepended with the base-58-btc Multibase header (z).
Ed25519 256-bit secret key The encoding of an Ed25519 secret key MUST start with the two-byte prefix 0x8026 (the varint expression of 0x1300), followed by the 32-byte secret key data. The resulting 34-byte value MUST then be encoded using the base-58-btc alphabet, according to Section 2.4 Multibase, and then prepended with the base-58-btc Multibase header (z).
BLS12-381 381-bit secret key The encoding of an BLS12-381 secret key in the G2 group MUST start with the two-byte prefix 0x8030 (the varint expression of 0x130a), followed by the 96-byte compressed public key data. The resulting 98-byte value MUST then be encoded using the base-58-btc alphabet, according to Section 2.4 Multibase, and then prepended with the base-58-btc Multibase header (z).

Developers are advised to not accidentally publish a representation of a secret key. Implementations that adhere to this specification will raise errors in the event of a Multikey header value that is not in the public key header table above, or when reading a Multikey value that is expected to be a public key, such as one published in a controller document, that does not start with a known public key header.

When defining values for use with publicKeyMultibase and secretKeyMultibase, specification authors MAY define additional header values for other key types in other specifications and MUST NOT define alternate encodings for key types already defined by this specification.

2.2.3 JsonWebKey

The JSON Web Key (JWK) data model is a specific type of verification method that uses the JWK specification [RFC7517] to encode key types into a set of parameters.

When specifing a JsonWebKey, the object takes the following form:

type
The value of the type property MUST contain the string JsonWebKey.
publicKeyJwk

The publicKeyJwk property is OPTIONAL. If present, its value MUST be a map representing a JSON Web Key that conforms to [RFC7517]. The map MUST NOT include any members of the private information class, such as d, as described in the JWK Registration Template. It is RECOMMENDED that verification methods that use JWKs [RFC7517] to represent their public keys use the value of kid as their fragment identifier. It is RECOMMENDED that JWK kid values are set to the public key fingerprint [RFC7638]. See the first key in Example 4 for an example of a public key with a compound key identifier.

As specified in Section 4.4 of the JWK specification, the OPTIONAL alg property identifies the algorithm intended for use with the public key, and SHOULD be included to prevent security issues that can arise when using the same key with multiple algorithms. As specified in Section 6.2.1.1 of the JWA specification, describing a key using an elliptic curve, the REQUIRED crv property is used to identify the particular curve type of the public key. As specified in Section 4.1.4 of the JWS specification, the OPTIONAL kid property is a hint used to help discover the key; if present, the kid value SHOULD match, or be included in, the id property of the encapsulating JsonWebKey object, as part of the path, query, or fragment of the URL.

secretKeyJwk
The secretKeyJwk property is OPTIONAL. If present, its value MUST be a map representing a JSON Web Key that conforms to [RFC7517]. It MUST NOT be used if the data structure containing it is public or may be revealed to parties other than the legitimate holders of the secret key.

An example of an object that conforms to JsonWebKey is provided below:

Example 6: JSON Web Key encoding of a secp384r1 (P-384) public key
{
  "id": "https://controller.example/123456789abcdefghi#key-1",
  "type": "JsonWebKey",
  "controller": "https://controller.example/123456789abcdefghi",
  "publicKeyJwk": {
      "kid": "key-1",
      "kty": "EC",
      "crv": "P-384",
      "alg": "ES384",
      "x": "1F14JSzKbwxO-Heqew5HzEt-0NZXAjCu8w-RiuV8_9tMiXrSZdjsWqi4y86OFb5d",
      "y": "dnd8yoq-NOJcBuEYgdVVMmSxonXg-DU90d7C4uPWb_Lkd4WIQQEH0DyeC2KUDMIU"
    }
}

In the example above, the publicKeyJwk value contains the JSON Web Key. The kty property encodes the key type of "OKP", which means "Octet string key pairs". The alg property identifies the algorithm intended for use with the public key, which in this case is ES384. The crv property identifies the particular curve type of the public key, P-384. The x property specifies the point on the P-384 curve that is associated with the public key.

The publicKeyJwk property MUST NOT contain any property marked as "Private" or "Secret" in any registry contained in the JOSE Registries [JOSE-REGISTRIES], including "d".

The JSON Web Key data model is also capable of encoding secret keys, sometimes referred to as private keys.

Example 7: JSON Web Key encoding of a secp384r1 (P-384) secret key
{
  "id": "https://controller.example/123456789abcdefghi#key-1",
  "type": "JsonWebKey",
  "controller": "https://controller.example/123456789abcdefghi",
  "secretKeyJwk": {
      "kty": "EC",
      "crv": "P-384",
      "alg": "ES384",
      "d": "fGwges0SX1mj4eZamUCL4qtZijy9uT15fI4gKTuRvre4Kkoju2SHM4rlFOeKVraH",
      "x": "1F14JSzKbwxO-Heqew5HzEt-0NZXAjCu8w-RiuV8_9tMiXrSZdjsWqi4y86OFb5d",
      "y": "dnd8yoq-NOJcBuEYgdVVMmSxonXg-DU90d7C4uPWb_Lkd4WIQQEH0DyeC2KUDMIU"
    }
}

The private key example above is almost identical to the previous example of the public key, except that the information is stored in the secretKeyJwk property (rather than the publicKeyJwk), and the private key value is encoded in the d property thereof (alongside the x property, which still specifies the point on the Ed25519 curve that is associated with the public key).

2.2.4 Referring to Verification Methods

Verification methods can be embedded in or referenced from properties associated with various verification relationships as described in 2.3 Verification Relationships. Referencing verification methods allows them to be used by more than one verification relationship.

If the value of a verification method property is a map, the verification method has been embedded and its properties can be accessed directly. However, if the value is a URL string, the verification method has been included by reference and its properties will need to be retrieved from elsewhere in the controller document or from another controller document. This is done by dereferencing the URL and searching the resulting resource for a verification method map with an id property whose value matches the URL.

Example 8: Embedding and referencing verification methods
    {
...

      "authentication": [
        // this key is referenced and might be used by
        // more than one verification relationship
        "https://controller.example/123456789abcdefghi#keys-1",
        // this key is embedded and may *only* be used for authentication
        {
          "id": "https://controller.example/123456789abcdefghi#keys-2",
          "type": "Multikey", // external (property value)
          "controller": "https://controller.example/123456789abcdefghi",
          "publicKeyMultibase": "z6MkmM42vxfqZQsv4ehtTjFFxQ4sQKS2w6WR7emozFAn5cxu"
        }
      ],

...
    }

2.3 Verification Relationships

A verification relationship expresses the relationship between the controller and a verification method.

Different verification relationships enable the associated verification methods to be used for different purposes. It is up to a verifier to ascertain the validity of a verification attempt by checking that the verification method used is contained in the appropriate verification relationship property of the controller document.

The verification relationship between the controller and the verification method is explicit in the controller document. Verification methods that are not associated with a particular verification relationship cannot be used for that verification relationship. For example, a verification method in the value of the [=authentication=] property cannot be used to engage in key agreement protocols with the controller — the value of the `keyAgreement` property needs to be used for that.

The controller document does not express revoked keys using a verification relationship. If a referenced verification method is not in the latest controller document used to dereference it, then that verification method is considered invalid or revoked.

The following sections define several useful verification relationships. A controller document MAY include any of these, or other properties, to express a specific verification relationship. To maximize global interoperability, any such properties used SHOULD be registered in the VC Specifications Directory.

2.3.1 Authentication

The authentication verification relationship is used to specify how the controller is expected to be authenticated, for purposes such as logging into a website or engaging in any sort of challenge-response protocol.

authentication
The authentication property is OPTIONAL. If present, its value MUST be a set of one or more verification methods. Each verification method MAY be embedded or referenced.
Example 9: Authentication property containing three verification methods
{
  "@context": [
    "https://www.w3.org/ns/controller/v1",
    "https://www.w3.org/ns/credentials/v2",
    "https://w3id.org/security/multikey/v1"
  ],
  "id": "https://controller.example/123456789abcdefghi",
  ...
  "authentication": [
    // this method can be used to authenticate as did:...fghi
    "https://controller.example/123456789abcdefghi#keys-1",
    // this method is *only* approved for authentication, it may not
    // be used for any other proof purpose, so its full description is
    // embedded here rather than using only a reference
    {
      "id": "https://controller.example/123456789abcdefghi#keys-2",
      "type": "Multikey",
      "controller": "https://controller.example/123456789abcdefghi",
      "publicKeyMultibase": "z6MkmM42vxfqZQsv4ehtTjFFxQ4sQKS2w6WR7emozFAn5cxu"
    }
  ],
  ...
}

If authentication is established, it is up to the application to decide what to do with that information.

This is useful to any authentication verifier that needs to check to see if an entity that is attempting to authenticate is, in fact, presenting a valid proof of authentication. When a verifier receives some data (in some protocol-specific format) that contains a proof that was made for the purpose of "authentication", and that says that an entity is identified by the id, then that verifier checks to ensure that the proof can be verified using a verification method (e.g., public key) listed under authentication in the controller document.

Note that the verification method indicated by the authentication property of a controller document can only be used to authenticate the controller. To authenticate a different controller, the entity associated with the value of controller needs to authenticate with its own controller document and associated authentication verification relationship.

2.3.2 Assertion

The assertionMethod verification relationship is used to specify how the controller is expected to express claims, such as for the purposes of issuing a verifiable credential.

assertionMethod
The assertionMethod property is OPTIONAL. If present, its associated value MUST be a set of one or more verification methods. Each verification method MAY be embedded or referenced.

This property is useful, for example, during the processing of a verifiable credential by a verifier.

Example 10: Assertion method property containing two verification methods
{
  "@context": [
    "https://www.w3.org/ns/controller/v1",
    "https://www.w3.org/ns/credentials/v2",
    "https://w3id.org/security/multikey/v1"
  ],
  "id": "https://controller.example/123456789abcdefghi",
  ...
  "assertionMethod": [
    // this method can be used to assert statements as did:...fghi
    "https://controller.example/123456789abcdefghi#keys-1",
    // this method is *only* approved for assertion of statements, it is not
    // used for any other verification relationship, so its full description is
    // embedded here rather than using a reference
    {
      "id": "https://controller.example/123456789abcdefghi#keys-2",
      "type": "Multikey", // external (property value)
      "controller": "https://controller.example/123456789abcdefghi",
      "publicKeyMultibase": "z6MkmM42vxfqZQsv4ehtTjFFxQ4sQKS2w6WR7emozFAn5cxu"
    }
  ],
  ...
}

2.3.3 Key Agreement

The keyAgreement verification relationship is used to specify how an entity can generate encryption material in order to transmit confidential information intended for the controller, such as for the purposes of establishing a secure communication channel with the recipient.

keyAgreement
The keyAgreement property is OPTIONAL. If present, the associated value MUST be a set of one or more verification methods. Each verification method MAY be embedded or referenced.

An example of when this property is useful is when encrypting a message intended for the controller. In this case, the counterparty uses the cryptographic public key information in the verification method to wrap a decryption key for the recipient.

Example 11: Key agreement property containing two verification methods
{
  "@context": "https://www.w3.org/ns/did/v1",
  "id": "https://controller.example/123456789abcdefghi",
  ...
  "keyAgreement": [
    // this method can be used to perform key agreement as did:...fghi
    "https://controller.example/123456789abcdefghi#keys-1",
    // this method is *only* approved for key agreement usage, it will not
    // be used for any other verification relationship, so its full description is
    // embedded here rather than using only a reference
    {
      "id": "https://controller.example/123#zC9ByQ8aJs8vrNXyDhPHHNNMSHPcaSgNpjjsBYpMMjsTdS",
      "type": "X25519KeyAgreementKey2019", // external (property value)
      "controller": "https://controller.example/123",
      "publicKeyMultibase": "z6LSn6p3HRxx1ZZk1dT9VwcfTBCYgtNWdzdDMKPZjShLNWG7"
    }
  ],
  ...
}

2.3.4 Capability Invocation

The capabilityInvocation verification relationship is used to specify a verification method that might be used by the controller to invoke a cryptographic capability, such as the authorization to update the controller document.

capabilityInvocation
The capabilityInvocation property is OPTIONAL. If present, the associated value MUST be a set of one or more verification methods. Each verification method MAY be embedded or referenced.

An example of when this property is useful is when a controller needs to access a protected HTTP API that requires authorization in order to use it. In order to authorize when using the HTTP API, the controller uses a capability that is associated with a particular URL that is exposed via the HTTP API. The invocation of the capability could be expressed in a number of ways, e.g., as a digitally signed message that is placed into the HTTP Headers.

The server providing the HTTP API is the verifier of the capability and it would need to verify that the verification method referred to by the invoked capability exists in the capabilityInvocation property of the controller document. The verifier would also check to make sure that the action being performed is valid and the capability is appropriate for the resource being accessed. If the verification is successful, the server has cryptographically determined that the invoker is authorized to access the protected resource.

Example 12: Capability invocation property containing two verification methods
{
  "@context": [
    "https://www.w3.org/ns/controller/v1",
    "https://w3id.org/security/multikey/v1"
  ],
  "id": "https://controller.example/123456789abcdefghi",
  ...
  "capabilityInvocation": [
    // this method can be used to invoke capabilities as https:...fghi
    "https://controller.example/123456789abcdefghi#keys-1",
    // this method is *only* approved for use in capability invocation; it will not
    // be used for any other verification relationship, so its full description is
    // embedded here rather than using only a reference
    {
    "id": "https://controller.example/123456789abcdefghi#keys-2",
    "type": "Multikey", // external (property value)
    "controller": "https://controller.example/123456789abcdefghi",
    "publicKeyMultibase": "z6MkmM42vxfqZQsv4ehtTjFFxQ4sQKS2w6WR7emozFAn5cxu"
    }
  ],
  ...
}

2.3.5 Capability Delegation

The capabilityDelegation verification relationship is used to specify a mechanism that might be used by the controller to delegate a cryptographic capability to another party, such as delegating the authority to access a specific HTTP API to a subordinate.

capabilityDelegation
The capabilityDelegation property is OPTIONAL. If present, the associated value MUST be a set of one or more verification methods. Each verification method MAY be embedded or referenced.

An example of when this property is useful is when a controller chooses to delegate their capability to access a protected HTTP API to a party other than themselves. In order to delegate the capability, the controller would use a verification method associated with the capabilityDelegation verification relationship to cryptographically sign the capability over to another controller. The delegate would then use the capability in a manner that is similar to the example described in 2.3.4 Capability Invocation.

Example 13: Capability Delegation property containing two verification methods
{
  "@context": [
    "https://www.w3.org/ns/controller/v1",
    "https://w3id.org/security/multikey/v1"
  ],
  "id": "https://controller.example/123456789abcdefghi",
  ...
  "capabilityDelegation": [
    // this method can be used to perform capability delegation as did:...fghi
    "https://controller.example/123456789abcdefghi#keys-1",
    // this method is *only* approved for granting capabilities; it will not
    // be used for any other verification relationship, so its full description is
    // embedded here rather than using only a reference
    {
    "id": "https://controller.example/123456789abcdefghi#keys-2",
    "type": "Multikey", // external (property value)
    "controller": "https://controller.example/123456789abcdefghi",
    "publicKeyMultibase": "z6MkmM42vxfqZQsv4ehtTjFFxQ4sQKS2w6WR7emozFAn5cxu"
    }
  ],
  ...
}

2.4 Multibase

A Multibase string includes a single character header which identifies the base and encoding alphabet used to encode a binary value, followed by the encoded binary value (using that base and alphabet). The common Multibase header values and their associated base encoding alphabets as provided below are normative:

Multibase Header Description
u The base-64-url-no-pad alphabet is used to encode the bytes. The base-alphabet consists of the following characters, in order: ABCDEFGHIJKLMNOPQRSTUVWXYZabcdefghijklmnopqrstuvwxyz0123456789-_
z The base-58-btc alphabet is used to encode the bytes. The base-alphabet consists of the following characters, in order: 123456789ABCDEFGHJKLMNPQRSTUVWXYZabcdefghijkmnopqrstuvwxyz

Other Multibase encoding values MAY be used, but interoperability is not guaranteed between implementations using such values.

To base-encode a binary value into a Multibase string, an implementation MUST apply the algorithm in Section 3.1 Base Encode to the binary value, with the desired base encoding and alphabet from the table above, ensuring to prepend the associated Multibase header from the table above to the result. Any algorithm with equivalent output MAY be used.

To base-decode a Multibase string, an implementation MUST apply the algorithm in Section 3.2 Base Decode to the string following the first character (Multibase header), with the alphabet associated with the Multibase header. Any algorithm with equivalent output MAY be used.

2.5 Multihash

A Multihash value starts with a binary header, which includes 1) an identifier for the specific cryptographic hash algorithm, 2) the length of the cryptographic hash, and 3) the value of the cryptographic hash. The normative Multihash header values defined by this specification, and their associated output sizes and associated specifications, are provided below:

Multihash Identifier Multihash Header Description
sha2-256 0x12 SHA-2 with 256 bits (32 bytes) of output, as defined by [RFC6234].
sha2-384 0x20 SHA-2 with 384 bits (48 bytes) of output, as defined by [RFC6234].
sha3-256 0x16 SHA-3 with 256 bits (32 bytes) of output, as defined by [SHA3].
sha3-384 0x15 SHA-3 with 384 bits (48 bytes) of output, as defined by [SHA3].

Other Multihash encoding values MAY be used, but interoperability is not guaranteed between implementations.

To encode to a Multihash value, an implementation MUST concatenate the associated Multihash header, the cryptographic hash length, and the cryptographic hash value, in that order.

To decode a Multihash value, an implementation MUST 1) remove the prepended Multihash header value, which identifies the type of cryptographic hashing algorithm, 2) remove the output length, and 3) extract the raw cryptographic hash value which MUST match the expected output length associated with the Multihash header as well as the output length provided in the Multihash value itself.

3. Algorithms

This section defines algorithms used by this specification including instructions on how to base-encode and base-decode values, safely retrieve verification methods, and produce processing errors over HTTP channels.

3.1 Base Encode

The following algorithm specifies how to encode an array of bytes, where each byte represents a base-256 value, to a different base representation that uses a particular base alphabet, such as base-64-url-no-pad or base-58-btc. The required inputs are the bytes, targetBase, and baseAlphabet. The output is a string that contains the base-encoded value. All mathematical operations MUST be performed using integer arithmetic. Alternatives to the algorithm provided below MAY be used as long as the outputs of the alternative algorithm remain the same.

  1. Initialize the following variables; zeroes to 0, length to 0, begin to 0, and end to the length of bytes.
  2. Set begin and zeroes to the number of leading 0 byte values in bytes.
  3. Set baseValue to an empty byte array that is the size of the final base-expanded value. Calculate the final size of baseValue by dividing log(256) by log(targetBase) and then multiplying the length of bytes minus the leading zeroes. Add 1 to the value of size.
  4. Process each byte in bytes as byte starting at offset begin:
    1. Set the carry value to byte.
    2. Perform base-expansion by starting at the end of the baseValue array. Initialize an iterator i to 0. Set basePosition to size minus 1. Perform the following loop as long as carry does not equal 0 or i is less than length, and basePosition does not equal -1.
      1. Multiply the value in baseValue[basePosition] by 256 and add it to carry.
      2. Set the value at baseValue[basePosition] to the remainder after dividing carry by targetBase.
      3. Set the value of carry to carry divided by targetBase ensuring that integer division is used to perform the division.
      4. Decrement basePosition by 1 and increment i by 1.
    3. Set length to i and increment begin by 1.
  5. Set the baseEncodingPosition to size minus length. While the baseEncodingPosition does not equal size and the baseValue[baseEncodingPosition] does not equal 0, increment baseEncodingPosition. This step skips the leading zeros in the base-encoded result.
  6. Initialize the baseEncoding by repeating the first entry in the baseAlphabet by the value of zeroes (the number of leading zeroes in bytes).
  7. Convert the rest of the baseValue to the base-encoding. While the baseEncodingPosition is less than size, increment the baseEncodingPosition: Set baseEncodedValue to baseValue[baseEncodingPosition]. Append baseAlphabet[baseEncodedValue] to baseEncoding.
  8. Return baseEncoding as the base-encoded value.
Example 14: An implementation of the general base-encoding algorithm above in Javascript
function baseEncode(bytes, targetBase, baseAlphabet) {
  let zeroes = 0;
  let length = 0;
  let begin = 0;
  let end = bytes.length;

  // count the number of leading bytes that are zero
  while(begin !== end && bytes[begin] === 0) {
    begin++;
    zeroes++;
  }

  // allocate enough space to store the target base value
  const baseExpansionFactor = Math.log(256) / Math.log(targetBase);
  let size = Math.floor((end - begin) * baseExpansionFactor + 1);
  let baseValue = new Uint8Array(size);

  // process the entire input byte array
  while(begin !== end) {
    let carry = bytes[begin];

    // for each byte in the array, perform base-expansion
    let i = 0;
    for(let basePosition = size - 1;
        (carry !== 0 || i < length) && (basePosition !== -1);
        basePosition--, i++) {
      carry += Math.floor(256 * baseValue[basePosition]);
      baseValue[basePosition] = Math.floor(carry % targetBase);
      carry = Math.floor(carry / targetBase);
    }

    length = i;
    begin++;
  }

  // skip leading zeroes in base-encoded result
  let baseEncodingPosition = size - length;
  while(baseEncodingPosition !== size &&
        baseValue[baseEncodingPosition] === 0) {
    baseEncodingPosition++;
  }

  // convert the base value to the base encoding
  let baseEncoding = baseAlphabet.charAt(0).repeat(zeroes)
  for(; baseEncodingPosition < size; ++baseEncodingPosition) {
    baseEncoding += baseAlphabet.charAt(baseValue[baseEncodingPosition])
  }

  return baseEncoding;
}

3.2 Base Decode

The following algorithm specifies how to decode an array of bytes, where each byte represents a base-encoded value, to a different base representation that uses a particular base alphabet, such as base-64-url-no-pad or base-58-btc. The required inputs are the sourceEncoding, sourceBase, and baseAlphabet. The output is an array of bytes that contains the base-decoded value. All mathematical operations MUST be performed using integer arithmetic. Alternatives to the algorithm provided below MAY be used as long as the outputs of the alternative algorithm remain the same.

  1. Initialize a baseMap mapping by associating each character in baseAlphabet to its integer position in the baseAlphabet string.
  2. Initialize the following variables; sourceOffset to 0, zeroes to 0, and decodedLength to 0.
  3. Set zeroes and sourceOffset to the number of leading baseAlphabet[0] values in sourceEncoding.
  4. Set decodedBytes to an empty byte array that is the size of the final base-converted value. Calculate the size of decodedBytes by dividing log(sourceBase) by log(256) and then multiplying by the length of sourceEncoding minus the leading zeroes. Add 1 to the value of size.
  5. Process each character in sourceEncoding as character starting at offset sourceOffset:
    1. Set the carry value to the integer value in the baseMap that is associated with character.
    2. Perform base-decoding by starting at the end of the decodedBytes array. Initialize an iterator i to 0. Set byteOffset to decodedSize minus 1. Perform the following loop as long as, carry does not equal 0 or i is less than decodedLength, and byteOffset does not equal -1:
      1. Add the result of multiplying sourceBase by decodedBytes[byteOffset] to carry.
      2. Set decodedBytes[byteOffset] to the remainder of dividing carry by 256.
      3. Set carry to carry divided by 256, ensuring that integer division is used to perform the division.
      4. Decrement byteOffset by 1 and increment i by 1.
    3. Set decodedLength to i and increment sourceOffset by 1.
  6. Set the decodedOffset to decodedSize minus decodedLength. While the decodedOffset does not equal the decodedSize and decodedBytes[decodedOffset] equals 0, increment decodedOffset by 1. This step skips the leading zeros in the final base-decoded byte array.
  7. Set the size of the finalBytes array to zeroes plus, decodedSize minus decodedOffset. Initialize the first zeroes bytes in finalBytes to 0.
  8. Starting at an offset equal to the number of zeroes in finalBytes plus 1, copy all bytes in decodedBytes, up to decodedSize, starting at offset decodedOffset to finalBytes.
Example 15: An implementation of the general base-decoding algorithm above in Javascript
function baseDecode(sourceEncoding, sourceBase, baseAlphabet) {
  // build the base-alphabet to integer value map
  baseMap = {};
  for(let i = 0; i < baseAlphabet.length; i++) {
    baseMap[baseAlphabet[i]] = i;
  }

  // skip and count zero-byte values in the sourceEncoding
  let sourceOffset = 0;
  let zeroes = 0;
  let decodedLength = 0;
  while(sourceEncoding[sourceOffset] === baseAlphabet[0]) {
    zeroes++;
    sourceOffset++;
  }

  // allocate the decoded byte array
  const baseContractionFactor = Math.log(sourceBase) / Math.log(256);
  let decodedSize = Math.floor((
    (sourceEncoding.length - sourceOffset) * baseContractionFactor) + 1);
  let decodedBytes = new Uint8Array(decodedSize);

  // perform base-conversion on the source encoding
  while(sourceEncoding[sourceOffset]) {
    // process each base-encoded number
    let carry = baseMap[sourceEncoding[sourceOffset]];

    // convert the base-encoded number by performing base-expansion
    let i = 0
    for(let byteOffset = decodedSize - 1;
      (carry !== 0 || i < decodedLength) && (byteOffset !== -1);
      byteOffset--, i++) {
      carry += Math.floor(sourceBase * decodedBytes[byteOffset]);
      decodedBytes[byteOffset] = Math.floor(carry % 256);
      carry = Math.floor(carry / 256);
    }

    decodedLength = i;
    sourceOffset++;
  }

  // skip leading zeros in the decoded byte array
  let decodedOffset = decodedSize - decodedLength;
  while(decodedOffset !== decodedSize && decodedBytes[decodedOffset] === 0) {
    decodedOffset++;
  }

  // create the final byte array that has been base-decoded
  let finalBytes = new Uint8Array(zeroes + (decodedSize - decodedOffset));
  let j = zeroes;
  while(decodedOffset !== decodedSize) {
    finalBytes[j++] = decodedBytes[decodedOffset++];
  }

  return finalBytes;
}

3.3 Retrieve Verification Method

The following algorithm specifies how to safely retrieve a verification method, such as a cryptographic public key, by using a verification method identifier. Required inputs are a verification method (verificationMethod), a proof purpose (proofPurpose), and a set of dereferencing options (options). A verification method is produced as output.

  1. Let vmIdentifier be set to verificationMethod.
  2. Let vmPurpose be set to proofPurpose.
  3. If vmIdentifier is not a valid URL, an error MUST be raised and SHOULD convey an error type of INVALID_VERIFICATION_METHOD_URL.
  4. Let controllerDocumentUrl be the result of parsing vmIdentifier according to the rules of the URL scheme and extracting the primary resource identifier (without the fragment identifier).
  5. Let vmFragment be the result of parsing vmIdentifier according to the rules of the URL scheme and extracting the secondary resource identifier (the fragment identifier).
  6. Let controllerDocument be the result of dereferencing controllerDocumentUrl, according to the rules of the URL scheme and using the supplied options.
  7. If controllerDocument.id does not match the controllerDocumentUrl, an error MUST be raised and SHOULD convey an error type of INVALID_CONTROLLER_DOCUMENT_ID.
  8. If controllerDocument is not a valid controller document, an error MUST be raised and SHOULD convey an error type of INVALID_CONTROLLER_DOCUMENT.
  9. Let verificationMethod be the result of dereferencing the vmFragment from the controllerDocument according to the rules of the media type of the controllerDocument.
  10. If verificationMethod is not a valid verification method, an error MUST be raised and SHOULD convey an error type of INVALID_VERIFICATION_METHOD.
  11. If verificationMethod is not associated with the array of vmPurposes in the controllerDocument, either by reference (URL) or by value (object), an error MUST be raised and SHOULD convey an error type of INVALID_PROOF_PURPOSE_FOR_VERIFICATION_METHOD.
  12. Return verificationMethod as the verification method.

The following example provides a minimum conformant controller document containing a minimum conformant verification method as required by the algorithm in this section:

Example 16: Minimum conformant controller document
{
  "id": "https://controller.example/123",
  "verificationMethod": [{
    "id": "https://controller.example/123#key-456",
    "type": "ExampleVerificationMethodType",
    "controller": "https://controller.example/123",
    // public cryptographic material goes here
  }],
  "authentication": ["#key-456"]
}

3.4 Processing Errors

The algorithms described in this specification throw specific types of errors. Implementers might find it useful to convey these errors to other libraries or software systems. This section provides specific URLs, descriptions, and error codes for the errors, such that an ecosystem implementing technologies described by this specification might interoperate more effectively when errors occur.

When exposing these errors through an HTTP interface, implementers SHOULD use [RFC9457] to encode the error data structure. If [RFC9457] is used:

INVALID_VERIFICATION_METHOD_URL (-21)
The verificationMethod value in a proof was malformed. See Section 3.3 Retrieve Verification Method.
INVALID_CONTROLLER_DOCUMENT_ID (-22)
The id value in a controller document was malformed. See Section 3.3 Retrieve Verification Method.
INVALID_CONTROLLER_DOCUMENT (-23)
The controller document was malformed. See Section 3.3 Retrieve Verification Method.
INVALID_VERIFICATION_METHOD (-24)
The verification method in a controller document was malformed. See Section 3.3 Retrieve Verification Method.
INVALID_PROOF_PURPOSE_FOR_VERIFICATION_METHOD (-25)
The verification method in a controller document was not associated using the expected verification relationship as expressed in the proofPurpose property in the proof. See Section 3.3 Retrieve Verification Method.

4. Contexts and Vocabularies

Issue 2: (AT RISK) Hash values might change during Candidate Recommendation

This section lists cryptographic hash values that might change during the Candidate Recommendation phase based on implementer feedback that requires the referenced files to be modified.

Implementations that perform JSON-LD processing MUST treat the following JSON-LD context URLs as already resolved, where the resolved document matches the corresponding hash values below:

URL, Media Type, and Content Digest
URL: https://w3id.org/security/data-integrity/v2 (application/ld+json)
SHA2-256 Digest: 67f21e6e33a6c14e5ccfd2fc7865f7474fb71a04af7e94136cb399dfac8ae8f4
URL: https://w3id.org/security/multikey/v1 (application/ld+json)
SHA2-256 Digest: ba2c182de2d92f7e47184bcca8fcf0beaee6d3986c527bf664c195bbc7c58597
URL: https://w3id.org/security/jwk/v1 (application/ld+json)
SHA2-256 Digest: 0f14b62f6071aafe00df265770ea0c7508e118247d79b7d861a406d2aa00bece

The security vocabulary terms that the JSON-LD contexts listed above resolve to are in the https://w3id.org/security# namespace. That is, all security terms in this vocabulary are of the form https://w3id.org/security#TERM, where TERM is the name of a term.

Implementations that perform RDF processing MUST treat the following JSON-LD vocabulary URL as already resolved, where the resolved document matches the corresponding hash values below.

When dereferencing the https://w3id.org/security# URL, the data returned depends on HTTP content negotiation. These are as follows:

URL, Media Type, and Content Digest
URL: https://w3id.org/security (application/ld+json)
SHA2-256 Digest:52d48c3b0f0d896371d21c430dfd3e8fa6326311573c3b69fdf29993b98cfbd5
URL: https://w3id.org/security (text/turtle)
SHA2-256 Digest:3563f3a812214754dab9d61ddaad4669a00d538cdb1eb72ddb42c3c8936a98ee
URL: https://w3id.org/security (text/html)
SHA2-256 Digest: 52f464b0ae4fbf9b32d7f9f96f7ec8c67b637fb41159f1b36df04f0fac78e3e0

It is possible to confirm the digests listed above by running the following command from a modern Unix command interface line: curl -sL -H "Accept: <MEDIA_TYPE>" <DOCUMENT_URL> | openssl dgst -sha256.

Authors of application-specific vocabularies and specifications SHOULD ensure that their JSON-LD context and vocabulary files are permanently cacheable using the approaches to caching described above or a functionally equivalent mechanism.

Implementations MAY load application-specific JSON-LD context files from the network during development, but SHOULD permanently cache JSON-LD context files used in conforming documents in production settings to increase their security and privacy characteristics. Caching goals MAY be achieved through approaches such as those described above or functionally equivalent mechanisms.

Some applications, such as digital wallets, that are capable of holding arbitrary verifiable credentials or other data-integrity-protected documents, from any issuer and using any contexts, might need to be able to load externally linked resources, such as JSON-LD context files, in production settings. This is expected to increase user choice, scalability, and decentralized upgrades in the ecosystem over time. Authors of such applications are advised to read the security and privacy sections of this document for further considerations.

For further information regarding processing of JSON-LD contexts and vocabularies, see Verifiable Credentials v2.0: Base Context and Verifiable Credentials v2.0: Vocabularies.

4.1 Context Injection

The @context property is used to ensure that implementations are using the same semantics when terms in this specification are processed. For example, this can be important when properties like type are processed and its value, such as DataIntegrityProof, are used.

If an @context property is not provided in a document that is being secured or verified, or the Data Integrity terms used in the document are not mapped by existing values in the @context property, implementations MUST inject or add an @context property with a value of https://w3id.org/security/data-integrity/v2.

Context injection is expected to be unnecessary sometimes, such as when the Verifiable Credential Data Model v2.0 context (https://www.w3.org/ns/credentials/v2) exists as a value in the @context property, as that context maps all of the necessary Data Integrity terms that were previously mapped by https://w3id.org/security/data-integrity/v2.

4.2 Datatypes

This section defines datatypes that are used by this specification.

4.2.1 The multibase Datatype

Multibase-encoded strings are used to encode binary data into ASCII-only formats, which are useful in environments that cannot directly represent binary values. This specification makes use of this encoding. In environments that support data types for string values, such as RDF [RDF-CONCEPTS], Multibase-encoded content is indicated using a literal value whose datatype is set to https://w3id.org/security#multibase.

The multibase datatype is defined as follows:

The URL denoting this datatype
https://w3id.org/security#multibase
The lexical space
Any string that starts with a Multibase character and the rest of the characters consist of allowable characters in the respective base-encoding alphabet.
The value space
The standard mathematical concept of all integer numbers.
The lexical-to-value mapping
Any element of the lexical space is mapped to the value space by base-decoding the value based on the base-decoding alphabet associated with the first Multibase character in the lexical string.
The canonical mapping
The canonical mapping consists of using the lexical-to-value mapping.

5. Security Considerations

This section is non-normative.

This section contains a variety of security considerations that people using this specification are advised to consider before deploying this technology in a production setting. This technologies described in this document are designed to operate under the threat model used by many IETF standards and documented in [RFC3552]. This section elaborates upon a number of the considerations in [RFC3552], as well as other considerations that are unique to this specification.

5.1 Proving Control and Binding

Binding an entity in the digital world or the physical world to an identifier, to a controller document, or to cryptographic material requires, the use of security protocols contemplated by this specification. The following sections describe some possible scenarios and how an entity therein might prove control over an identifier or a controller document for the purposes of authentication or authorization.

Proving Control of an Identifier and/or Controller Document

Proving control over an identifier and/or a controller document is useful when accessing remote systems. Cryptographic digital signatures enable certain security protocols related to controller documents to be cryptographically verifiable. For these purposes, this specification defines useful verification relationships in 2.3.1 Authentication and 2.3.4 Capability Invocation. The secret cryptographic material associated with the verification methods can be used to generate a cryptographic digital signature as a part of an authentication or authorization security protocol.

Binding to Physical Identity

An identifier or controller document do not inherently carry any personal data and it is strongly advised that non-public entities do not publish personal data in controller documents.

It can be useful to express a binding of an identifier to a person's or organization's physical identity in a way that is provably asserted by a trusted authority, such as a government. This specification provides the 2.3.2 Assertion verification relationship for these purposes. This feature can enable interactions that are private and can be considered legally enforceable under one or more jurisdictions; establishing such bindings has to be carefully balanced against privacy considerations (see 6. Privacy Considerations).

The process of binding an identifier to something in the physical world, such as a person or an organization — for example, by using verifiable credentials with the same subject as that identifier — is contemplated by this specification and further defined in Verifiable Credentials Data Model v2.0.

5.2 Key and Signature Expiration

In a decentralized architecture, there might not be centralized authorities to enforce cryptographic material or cryptographic digital signature expiration policies. Therefore, it is with supporting software such as verification libraries that requesting parties validate that cryptographic material were not expired at the time they were used. Requesting parties might employ their own expiration policies in addition to inputs into their verification processes. For example, some requesting parties might accept authentications from five minutes in the past, while others with access to high precision time sources might require authentications to be time stamped within the last 500 milliseconds.

There are some requesting parties that have legitimate needs to extend the use of already-expired cryptographic material, such as verifying legacy cryptographic digital signatures. In these scenarios, a requesting party might instruct their verification software to ignore cryptographic key material expiration or determine if the cryptographic key material was expired at the time it was used.

5.3 Verification Method Rotation

Rotation is a management process that enables the secret cryptographic material associated with an existing verification method to be deactivated or destroyed once a new verification method has been added to the controller document. Going forward, any new proofs that a controller would have generated using the old secret cryptographic material can now instead be generated using the new cryptographic material and can be verified using the new verification method.

Rotation is a useful mechanism for protecting against verification method compromise, since frequent rotation of a verification method by the controller reduces the value of a single compromised verification method to an attacker. Performing revocation immediately after rotation is useful for verification methods that a controller designates for short-lived verifications, such as those involved in encrypting messages and authentication.

The following considerations might be of use when contemplating the use of verification method rotation:

5.4 Verification Method Revocation

Revocation is a management process that enables the secret cryptographic material associated with an existing verification method to be deactivated such that it ceases to be a valid form of creating new proofs.

Revocation is a useful mechanism for reacting to a verification method compromise. Performing revocation immediately after rotation is useful for verification methods that a controller designates for short-lived verifications, such as those involved in encrypting messages and authentication.

Compromise of the secrets associated with a verification method allows the attacker to use them according to the verification relationship expressed by controller in the controller document, for example, for authentication. The attacker's use of the secrets might be indistinguishable from the legitimate controller's use starting from the time the verification method was registered, to the time it was revoked.

The following considerations might be of use when contemplating the use of verification method revocation:

Revocation Semantics

Although verifiers might choose not to accept proofs or signatures from a revoked verification method, knowing whether a verification was made with a revoked verification method is trickier than it might seem. Some auditing systems provide the ability to look back at the state of an identifier at a point in time, or at a particular version of the controller document. When such a feature is combined with a reliable way to determine the time or identifier version that existed when a cryptographically verifiable statement was made, then revocation does not undo that statement. This can be the basis for using digital signatures to make binding commitments; for example, to sign a mortgage.

If these conditions are met, revocation is not retroactive; it only nullifies future use of the method.

However, in order for such semantics to be safe, the second condition — an ability to know what the state of the controller document was at the time the assertion was made — is expected to apply. Without that guarantee, someone could discover a revoked key and use it to make cryptographically verifiable statements with a simulated date in the past.

Some auditing systems only allow the retrieval of the current state of a identifier. When this is true, or when the state of an identifier at the time of a cryptographically verifiable statement cannot be reliably determined, then the only safe course is to disallow any consideration of state with respect to time, except the present moment. Identifier ecosystems that take this approach essentially provide cryptographically verifiable statements as ephemeral tokens that can be invalidated at any time by the controller.

5.5 Encrypted Data in Controller Documents

Encryption algorithms have been known to fail due to advances in cryptography and computing power. Implementers are advised to assume that any encrypted data placed in a controller document might eventually be made available in clear text to the same audience to which the encrypted data is available. This is particularly pertinent if the controller document is public.

Encrypting all or parts of a controller document is not an appropriate means to protect data in the long term. Similarly, placing encrypted data in a controller document is not an appropriate means to protect personal data.

Given the caveats above, if encrypted data is included in a controller document, implementers are advised to not associate any correlatable information that could be used to infer a relationship between the encrypted data and an associated party. Examples of correlatable information include public keys of a receiving party, identifiers to digital assets known to be under the control of a receiving party, or human readable descriptions of a receiving party.

5.6 Content Integrity Protection

Controller documents which include links to external machine-readable content such as images, web pages, or schemas are vulnerable to tampering. It is strongly advised that external links are integrity protected using mechanisms to secure related resources such as those described in the Verifiable Credentials Data Model v2.0 specification. External links are to be avoided if they cannot be integrity protected and the controller document's integrity is dependent on the external link.

One example of an external link where the integrity of the controller document itself could be affected is the JSON-LD Context [JSON-LD11]. To protect against compromise, controller document consumers are advised to cache local static copies of JSON-LD contexts and/or verify the integrity of external contexts against a cryptographic hash that is known to be associated with a safe version of the external JSON-LD Context.

5.7 Level of Assurance

Additional information about the security context of authentication events is often required for compliance reasons, especially in regulated areas such as the financial and public sectors. This information is often referred to as a Level of Assurance (LOA). Examples include the protection of secret cryptographic material, the identity proofing process, and the form-factor of the authenticator.

Payment services (PSD 2) and eIDAS introduce such requirements to the security context. Level of assurance frameworks are classified and defined by regulations and standards such as eIDAS, NIST 800-63-3 and ISO/IEC 29115:2013, including their requirements for the security context, and making recommendations on how to achieve them. This might include strong user authentication where FIDO2/WebAuthn can fulfill the requirement.

Some regulated scenarios require the implementation of a specific level of assurance. Since verification relationships used to perform assertion and authentication might be used in some of these situations, information about the applied security context might need to be expressed and provided to a verifier. Whether and how to encode this information in the controller document data model is out of scope for this specification. Interested readers might note that 1) the information could be transmitted using Verifiable Credentials [VC-DATA-MODEL-2.0], and 2) the controller document data model can be extended to incorporate this information.

6. Privacy Considerations

This section is non-normative.

Since controller documents are designed to be administered directly by the controller, it is critically important to apply the principles of Privacy by Design [PRIVACY-BY-DESIGN] to all aspects of the controller document. All seven of these principles have been applied throughout the development of this specification. The design used in this specification does not assume that there is a registrar, hosting company, nor other intermediate service provider to recommend or apply additional privacy safeguards. Privacy in this specification is preventive, not remedial, and is an embedded default. The following sections cover privacy considerations that implementers might find useful when building systems that utilize controller documents.

6.1 Keep Personal Data Private

If a controller document is about a specific individual and is public-facing, it is critical that the controller documents contain no personal data. Personal data can instead be transmitted through other means such as 1) verifiable credentials [VC-DATA-MODEL-2.0], or 2) other private communication channels.

6.2 Identifier Correlation Risks

Globally unambiguous identifiers can be used for the purpose of correlation. Controllers can mitigate this privacy risk by using pairwise identifiers that are unique to each relationship; in effect, each identifier acts as a pseudonym. A pairwise identifier need only be shared with more than one party when correlation is explicitly desired. If pairwise identifiers are the default, then the only need to publish an identifier openly, or to share it with multiple parties, is when the controllers and/or subjects explicitly desire public identification and correlation.

6.3 Controller Document Correlation Risks

The anti-correlation protections of pairwise identifiers are easily defeated if the data in the corresponding controller documents can be correlated. For example, using identical verification methods in multiple controller documents can provide as much correlation information as using the same identifier. Therefore, the controller document for a pairwise identifier also needs to use pairwise unique information, such as ensuring that verification methods are unique to the pairwise relationship.

6.4 Subject Classification

It is dangerous to add properties to the controller document that can be used to indicate, explicitly or through inference, what type or nature of thing the subject is, particularly if the subject is a person.

Not only do such properties potentially result in personal data (see 6.1 Keep Personal Data Private) or correlatable data (see 6.2 Identifier Correlation Risks and 6.3 Controller Document Correlation Risks) being present in the controller document, but they can be used for grouping particular identifiers in such a way that they are included in or excluded from certain operations or functionalities.

Including type information in a controller document can result in personal privacy harms even for subjects that are non-person entities, such as IoT devices. The aggregation of such information around a controller could serve as a form of digital fingerprint and this is best avoided.

To minimize these risks, all properties in a controller document ought to be for expressing verification methods and verification relationships related to using the identifier.

7. Accessibility Considerations

The following section describes accessibility considerations that developers implementing this specification are urged to consider in order to ensure that their software is usable by people with different cognitive, motor, and visual needs. As a general rule, this specification is used by system software and does not directly expose individuals to information subject to accessibility considerations. However, there are instances where individuals might be indirectly exposed to information expressed by this specification and thus the guidance below is provided for those situations.

7.1 Presenting Time Values

This specification enables the expression of dates and times related to the validity period of cryptographic proofs. This information might be indirectly exposed to an individual if a proof is processed and is detected to be outside an allowable time range. When exposing these dates and times to an individual, implementers are urged to take into account cultural normas and locales when representing dates and times in display software. In addition to these considerations, presenting time values in a way that eases the cognitive burden on the individual receiving the information is a suggested best practice.

For example, when conveying the expiration date for a particular set of digitally signed information, implementers are urged to present the time of expiration using language that is easier to understand rather than language that optimizes for accuracy. Presenting the expiration time as "This ticket expired three days ago." is preferred over a phrase such as "This ticket expired on July 25th 2023 at 3:43 PM." The former provides a relative time that is easier to comprehend than the latter time, which requires the individual to do the calculation in their head and presumes that they are capable of doing such a calculation.

A. Examples

This section is non-normative.

This section contains more detailed examples of the concepts introduced in the specification.

A.1 Multikey Examples

This section is non-normative.

This section contains various Multikey examples that might be useful for developers seeking test values.

Example 17: A P-256 public key encoded as a Multikey
{
  "id": "https://multikey.example/issuer/123#key-0",
  "type": "Multikey",
  "controller": "https://multikey.example/issuer/123",
  "publicKeyMultibase": "zDnaerx9CtbPJ1q36T5Ln5wYt3MQYeGRG5ehnPAmxcf5mDZpv"
}
Example 18: A P-384 public key encoded as a Multikey
{
  "id": "https://multikey.example/issuer/123#key-0",
  "type": "Multikey",
  "controller": "https://multikey.example/issuer/123",
  "publicKeyMultibase": "z82LkvCwHNreneWpsgPEbV3gu1C6NFJEBg4srfJ5gdxEsMGRJ
    Uz2sG9FE42shbn2xkZJh54"
}
Example 19: An Ed25519 public key encoded as a Multikey
{
  "id": "https://multikey.example/issuer/123#key-0",
  "type": "Multikey",
  "controller": "https://multikey.example/issuer/123",
  "publicKeyMultibase": "z6Mkf5rGMoatrSj1f4CyvuHBeXJELe9RPdzo2PKGNCKVtZxP"
}
Example 20: A BLS12-381 G2 group public key, encoded as a Multikey
{
  "id": "https://multikey.example/issuer/123#key-0",
  "type": "Multikey",
  "controller": "https://multikey.example/issuer/123",
  "publicKeyMultibase": "zUC7EK3ZakmukHhuncwkbySmomv3FmrkmS36E4Ks5rsb6VQSRpoCrx6
  Hb8e2Nk6UvJFSdyw9NK1scFXJp21gNNYFjVWNgaqyGnkyhtagagCpQb5B7tagJu3HDbjQ8h
  5ypoHjwBb"
}
Example 21: Multiple public keys encoded as Multikeys in a controller document
{
  "@context": "https://www.w3.org/ns/controller/v1",
  "id": "https://controller.example/123",
  "verificationMethod": [{
    "id": "https://multikey.example/issuer/123#key-1",
    "type": "Multikey",
    "controller": "https://multikey.example/issuer/123",
    "publicKeyMultibase": "zDnaerx9CtbPJ1q36T5Ln5wYt3MQYeGRG5ehnPAmxcf5mDZpv"
  }, {
    "id": "https://multikey.example/issuer/123#key-2",
    "type": "Multikey",
    "controller": "https://multikey.example/issuer/123",
    "publicKeyMultibase": "z6Mkf5rGMoatrSj1f4CyvuHBeXJELe9RPdzo2PKGNCKVtZxP"
  }, {
    "id": "https://multikey.example/issuer/123#key-3",
    "type": "Multikey",
    "controller": "https://multikey.example/issuer/123",
    "publicKeyMultibase": "zUC7EK3ZakmukHhuncwkbySmomv3FmrkmS36E4Ks5rsb6VQSRpoCrx6
    Hb8e2Nk6UvJFSdyw9NK1scFXJp21gNNYFjVWNgaqyGnkyhtagagCpQb5B7tagJu3HDbjQ8h
    5ypoHjwBb"
  }],
  "authentication": [
    "https://controller.example/123#key-1"
  ],
  "assertionMethod": [
    "https://controller.example/123#key-2"
    "https://controller.example/123#key-3"
  ],
  "capabilityDelegation": [
    "https://controller.example/123#key-2"
  ],
  "capabilityInvocation": [
    "https://controller.example/123#key-2"
  ]
}

B. Revision History

This section is non-normative.

This section contains the substantive changes that have been made to this specification over time.

C. Acknowledgements

This section is non-normative.

The specification authors would like to thank the contributors to the W3C Decentralized Identifiers (DIDs) v1.0, W3C Verifiable Credential Data Integrity 1.0, and W3C Securing Verifiable Credentials using JOSE and COSE specifications upon which this work is based.

we would also like to thank the base-x software library contributors and the Bitcoin Core developers who wrote the original code, shared under an MIT License, found in Section 3.1 Base Encode and Section 3.2 Base Decode.

D. References

D.1 Normative references

[INFRA]
Infra Standard. Anne van Kesteren; Domenic Denicola. WHATWG. Living Standard. URL: https://infra.spec.whatwg.org/
[JOSE-REGISTRIES]
The JSON Object Signing and Encryption (JOSE) Registries. The Internet Assigned Numbers Authority. The Internet Assigned Numbers Authority. W3C Recommendation. URL: https://www.iana.org/assignments/jose
[RFC2119]
Key words for use in RFCs to Indicate Requirement Levels. S. Bradner. IETF. March 1997. Best Current Practice. URL: https://www.rfc-editor.org/rfc/rfc2119
[RFC3986]
Uniform Resource Identifier (URI): Generic Syntax. T. Berners-Lee; R. Fielding; L. Masinter. IETF. January 2005. Internet Standard. URL: https://www.rfc-editor.org/rfc/rfc3986
[RFC6234]
US Secure Hash Algorithms (SHA and SHA-based HMAC and HKDF). D. Eastlake 3rd; T. Hansen. IETF. May 2011. Informational. URL: https://www.rfc-editor.org/rfc/rfc6234
[RFC7515]
JSON Web Signature (JWS). M. Jones; J. Bradley; N. Sakimura. IETF. May 2015. Proposed Standard. URL: https://www.rfc-editor.org/rfc/rfc7515
[RFC7517]
JSON Web Key (JWK). M. Jones. IETF. May 2015. Proposed Standard. URL: https://www.rfc-editor.org/rfc/rfc7517
[RFC7518]
JSON Web Algorithms (JWA). M. Jones. IETF. May 2015. Proposed Standard. URL: https://www.rfc-editor.org/rfc/rfc7518
[RFC7638]
JSON Web Key (JWK) Thumbprint. M. Jones; N. Sakimura. IETF. September 2015. Proposed Standard. URL: https://www.rfc-editor.org/rfc/rfc7638
[RFC8174]
Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words. B. Leiba. IETF. May 2017. Best Current Practice. URL: https://www.rfc-editor.org/rfc/rfc8174
[RFC9457]
Problem Details for HTTP APIs. M. Nottingham; E. Wilde; S. Dalal. IETF. July 2023. Proposed Standard. URL: https://www.rfc-editor.org/rfc/rfc9457
[SHA3]
SHA-3 Standard: Permutation-Based Hash and Extendable-Output Functions. National Institute of Standards and Technology. U.S. Department of Commerce. National Standard. URL: https://nvlpubs.nist.gov/nistpubs/FIPS/NIST.FIPS.202.pdf
[URL]
URL Standard. Anne van Kesteren. WHATWG. Living Standard. URL: https://url.spec.whatwg.org/
[XMLSCHEMA11-2]
W3C XML Schema Definition Language (XSD) 1.1 Part 2: Datatypes. David Peterson; Sandy Gao; Ashok Malhotra; Michael Sperberg-McQueen; Henry Thompson; Paul V. Biron et al. W3C. 5 April 2012. W3C Recommendation. URL: https://www.w3.org/TR/xmlschema11-2/

D.2 Informative references

[JSON-LD11]
JSON-LD 1.1. Gregg Kellogg; Pierre-Antoine Champin; Dave Longley. W3C. 16 July 2020. W3C Recommendation. URL: https://www.w3.org/TR/json-ld11/
[PRIVACY-BY-DESIGN]
Privacy by Design. Ann Cavoukian. Information and Privacy Commissioner. 2011. URL: https://iapp.org/media/pdf/resource_center/pbd_implement_7found_principles.pdf
[RDF-CONCEPTS]
Resource Description Framework (RDF): Concepts and Abstract Syntax. Graham Klyne; Jeremy Carroll. W3C. 10 February 2004. W3C Recommendation. URL: https://www.w3.org/TR/rdf-concepts/
[RFC3552]
Guidelines for Writing RFC Text on Security Considerations. E. Rescorla; B. Korver. IETF. July 2003. Best Current Practice. URL: https://www.rfc-editor.org/rfc/rfc3552
[VC-DATA-MODEL-2.0]
Verifiable Credentials Data Model v2.0. Manu Sporny; Ted Thibodeau Jr; Ivan Herman; Michael Jones; Gabe Cohen. W3C. 26 June 2024. W3C Candidate Recommendation. URL: https://www.w3.org/TR/vc-data-model-2.0/